29 mars 2020 ~ 0 Commentaire

Financial Counsellor Townsville

Townsville financial adviser Anthony Dick has been charged after he accessed and transferred around $1.1 million from his clients’ superannuation, pension and personal savings accounts to fund his personal lifestyle, following an investigation by the Australian Securities and Investments Commission (ASIC). Following an ASIC investigation, Mr Anthony Vivian Dick, a former financial adviser based in Townsville has been charged with eleven counts of dishonestly applying to his own use property belonging to another, contrary to section 408C(1)(a) of the Criminal Code Act 1899 (Queensland).
We can prepare your Financial Statements, prepare Tax Returns for the business and associated taxpayers, prepare Fringe Benefits Tax Returns (FBT) if required, provide you with advice regarding payment of dividends, help you restructure your business if and when necessary and provide you with company secretarial services (we are registered ASIC Agents).

Under Section 923A of the Corporations Act, a person who carries on a financial services business or provides a financial service is prohibited from using the terms ‘independent’, ‘impartial’ or ‘unbiased’, or any other term ‘of like import’ in relation to the business or service except where the person meets certain conditions, such as not receiving any commissions, volume-based payments or other gifts or benefits.
On 17 December 2008, the Commonwealth Bank sent a generic letter to all its Storm clients further reinforcing the banks message of 8 and 9 December 2008 that Storm was the sole manager of the clients margin loan and further adding that Storm was « completely responsible for your the clients financial position… ».

The responsibilities will include providing high quality and compliant advice, ensuring client satisfaction, assessment of financial needs, maintaining ongoing service levels and relationships and ensuring the clients goals & objectives are achieved.
The practical difference is that ASIC would have known more about what Storm was doing if the company had filed a prospectus, as licensed investment schemes are required to do. But it’s hard to believe ASIC would have closed Storm down or issued warnings strong enough to deter investors.
Personal contact and consultation with his clients is essential customer service for Vince. He has almost 40 years experience in this position and has a strong work ethic to ensure that his clients are always given the best and most beneficial advice at all times.

Authorised Representative number 436609 Matt holds a Diploma in Financial Services (Financial Planning) and is currently completing his Advanced Diploma of Financial Services (Financial Planning). At MLC Advice Mackay we aim to provide our clients with a clear sense of direction, making the complex seem simple and creating a new feeling of confidence about their financial situation.
In return for this disastrous investment advice, which saw them increase their borrowings or exposure to the stock market no fewer than 11 times in 25 months, the Doyles paid Storm $152,000 in fees. No matter what your retirement planning, retirement or aged care needs are, I am here to provide you guidance every step of the way.

Licensing is the rock on which ASIC’s regulation of the financial planning industry is founded. This is our firm’s focus as Townsville and Brisbane Financial Advisers , to provide our clients with a priority service. Charities we support: NQ Palliative Care QLD, Cerebral Palsy Foundation, Smiling for Smiddy (Cancer research and support services) Townsville to Cairns Bike Ride (Children’s Cancer Institute Australia) & The Royal Flying Doctor Service.
Jayne has expertise in wealth accumulation and protection, debt reduction, superannuation and pre and post retirement planning including Centrelink. Grasso Financial Services has offices in Ayr, Townsville and Bowen. She has worked closely with clients to protect and build their wealth with vast experience successfully assisting clients through the personal insurance claims process.

Laisser un commentaire

Vous devez être Identifiez-vous poster un commentaire.

Portepoulailler |
Human |
Lezardrh |
Unblog.fr | Annuaire | Signaler un abus | Girlinhospital
| Lklm blogueur
| Excellent Soccer Assistance...